Securities issues

At Buyout Al-Khebra Law Firm and Legal Consultancy, we possess deep expertise in handling disputes and violations related to securities and financial markets. We represent clients before the relevant authorities in the Kingdom of Saudi Arabia, including the Capital Market Authority (CMA) and the Committee for the Resolution of Securities Disputes (CRSD).

We understand the complexities of the capital market and are committed to providing high-quality legal services that protect the interests of our clients—whether they are investors, listed companies, financial brokers, or portfolio managers.

1. Our Legal Services in Securities Disputes

1.1 Legal Representation Before Regulatory Authorities

Representation before the Committee for the Resolution of Securities Disputes (CRSD)

Filing appeals and objections to CMA decisions

Legal defense of individuals or companies accused of violations in the capital market

1.2 Litigation Related to Market Violations

Defense or claims in cases involving insider trading

Cases of market manipulation or dissemination of misleading information

Representing parties harmed by unlawful trading practices or false disclosures affecting stock prices

1.3 Disputes Between Investors and Companies or Brokers

Cases involving financial fraud or misuse of investor funds

Claims for compensation due to unauthorized portfolio management

Reviewing investment contracts and ensuring compliance with regulatory requirements

2. Our Advisory Services in the Capital Market Sector

2.1 Compliance with CMA Regulations

Reviewing contracts and internal policies of listed companies or brokerage firms

Ensuring compliance with disclosure and transparency requirements

Providing legal advice on public offerings and investment solicitations

2.2 Investigations and Regulatory Proceedings

Assisting individuals or entities in preparing official responses to CMA investigation notices

Legal representation during administrative investigations and disciplinary hearings

2.3 Risk Prevention and Legal Safeguards

Assessing regulatory risks prior to significant trading operations or financial partnerships

Reviewing regulatory obligations and preparing preventive reports for internal use or submission to authorities

3. Why Choose Buyout Al-Khebra for Securities Cases?

3.1 In-Depth Knowledge of Capital Market Laws

Our team maintains up-to-date knowledge of the CMA's laws and implementing regulations, allowing us to deliver precise and effective legal advice.

3.2 Proven Experience in Securities Litigation

We have a strong track record representing clients before the CRSD, with a deep understanding of appeal and objection mechanisms.

3.3 Protection of Investor and Institutional Interests

We are committed to safeguarding your assets and legal rights in the securities market, whether you are an individual investor or a financial institution.

3.4 Strategic and Flexible Legal Solutions

We provide litigation and defense strategies built on thorough legal and technical analysis to strengthen your legal position.

Are You Facing a Securities Dispute or an Official Notice from the CMA?

At Buyout Al-Khebra, we are fully prepared to defend your case and offer tailored legal advice—ensuring your rights are protected and helping you avoid potential legal risks in the world of securities and investments.